Welcome!

Java Authors: Aria Blog, Victoria Livschitz, Elizabeth White, Lori MacVittie, Nikita Ivanov

Related Topics: Java, Websphere, Weblogic, Virtualization

Java: Article

How Garbage Collection Differs in the Three Big JVMs

Differences between Sun Hotspot, IBM WebSphere, and Oracle WebLogic

(Note: If you’re interested in WebSphere in a production environment, check out Michael's upcoming webinar with The Bon-Ton Stores)

Most articles about Garbage Collection ignore the fact that the Sun Hotspot JVM is not the only game in town. In fact whenever you have to work with either IBM WebSphere or Oracle WebLogic you will run on a different runtime. While the concept of Garbage Collection is the same, the implementation is not and neither are the default settings or how to tune it. This often leads to unexpected problems when running the first load tests or in the worst case when going live. So let’s look at the different JVMs, what makes them unique and how to ensure that Garbage Collection is running smooth.

The Garbage Collection ergonomics of the Sun Hotspot JVM
Everybody believes to know how Garbage Collection works in the Sun Hotspot JVM, but lets take a closer look for the purpose of reference.

The memory model of the Sun Hotspot JVM

The memory model of the Sun Hotspot JVM

The Generational Heap
The Hotspot JVM is always using a Generational Heap. Objects are first allocated in the young generation, specifically in the Eden area. Whenever the Eden space is full a young generation garbage collection is triggered. This will copy the few remaining live objects into the empty survivor space. In addition objects that have been copied to Survivor in the previous garbage collection will be checked and the live ones will be copied as well. The result is that objects only exist in one survivor, while eden and the other survivor is empty. This form of Garbage Collection is called copy collection. It is fast as long as nearly all objects have died. In addition allocation is always fast because no fragmentation occurs. Objects that survive a couple of garbage collections are considered old and are promoted into the Tenured/Old space.

Tenured Generation GCs
The Mark and Sweep algorithms used in the Tenured space are different because they do not copy objects. As we have seen in one of my previous posts garbage collection takes longer the more objects are alive. Consequently GC runs in tenured are nearly always expensive which is why we want to avoid them. In order to avoid GCs we need to ensure that objects are only copied from Young to Old when they are permanent and in addition ensure that the tenured does not run full. Therefore generation sizing is the single most important optimization for the GC in the Hotspot JVM. If we cannot prevent objects from being copied to Tenured space once in a while we can use the Concurrent Mark and Sweep algorithm which collects objects concurrent to the application.

Comparision of the different Garbage Collector Strategies

Comparison of the different Garbage Collector Strategies

While that shortens the suspensions it does not prevent them and they will occur more frequently. The Tenured space also suffers from another problem, fragmentation. Fragmentation leads to slower allocation, longer sweep phases and eventually out of memory errors when the holes get too small for big objects.

Java Heap before and after compacting

Java Heap before and after compacting

This is remedied by a compacting phase. The serial and parallel compacting GC perform compaction for every GC run in the Tenured space. Important to note is that, while the parallel GC performs compacting every time, it does not compact the whole Tenured heap but just the area that is worth the effort. Worth the effort means when the heap has reached a certain level of fragmentation. In contrast, the Concurrent Mark and Sweep does not compact at all. Once objects cannot be allocated anymore a serial major GC is triggered. When choosing the concurrent mark and sweep strategy we have to be aware of that side affect.

The second big tuning option is therefore the choice of the right GC strategy. It has big implications for the impact the GC has on the application performance. The last and least known tuning option is around fragmentation and compacting. The Hotspot JVM does not provide a lot of options to tune it, so the only way is to tune the code directly and reduce the number of allocations.

There is another space in the Hotspot JVM that we all came to love over the years, the Permanent Generation. It holds classes and string constants that are part of those classes. While Garbage Collection is executed in the permanent generation, it only happens during a major GC. You might want to read up what a Major GC actually is, as it does not mean a Old Generation GC. Because a major GC does not happen often and mostly nothing happens in the permanent generation, many people think that the Hotspot JVM does not do garbage collection there at all.

Over the years all of us run into many different forms of the OutOfMemory situations in PermGen and you will be happy to hear that Oracle intends to do away with it in the future versions of Hotspot.

Oracle JRockit
Now that we had a look at Hotspot, let us look at the difference in the Oracle JRockit. JRockit is used by Oracle WebLogic Server and Oracle has announced that it will merge it with the Hotspot JVM in the future.

Heap Strategy

The biggest difference is the heap strategy itself. While Oracle JRockit does have a generational heap it also supports a so called continuous heap. In addition the generational heap looks different as well.

Heap of the Oracle JRockit JVM

Heap of the Oracle JRockit JVM

The Young space is called Nursery and it only has two areas. When objects are first allocated they are placed in a so called Keep Area. Objects in the Keep Area are not considered during garbage collection while all other objects still alive are immediately promoted to tenured. That has major implications for the sizing of the Nursery. While you can configure how often objects are copied between the two survivors in the Hotspot JVM,  JRockit promotes objects in the second Young Generation GC.

In addition to this difference JRockit also supports a completely continuous Heap that does not distinguish between young and old objects. In certain situations, like throughput orientated batch jobs, this results in better overall performance. The problem is that this is the default setting on a server JVM and often not the right choice. A typical Web Application is not throughput but response time orientated and you will need to explicitly choose the low pause time garbage collection mode or a generational garbage collection strategy.

Mostly Concurrent Mark and Sweep
If you choose Concurrent Mark and Sweep strategy you should be aware about a couple of differences here as well. The mostly concurrent mark phase is divided into four parts:

  • Initial marking, where the root set of live objects is identified. This is done while the Java threads are paused.
  • Concurrent marking, where the references from the root set are followed in order to find and mark the rest of the live objects in the heap. This is done while the Java threads are running.
  • Precleaning, where changes in the heap during the concurrent mark phase are identified and any additional live objects are found and marked. This is done while the Java threads are running.
  • Final marking, where changes during the precleaning phase are identified and any additional live objects are found and marked. This is done while the Java threads are paused.

The sweeping is also done concurrent to your application, but in contrast to Hotspot in two separate steps. It is first sweeping the first half of the heap. During this phase threads are allowed to allocate objects in the second half. After a short synchronization pause the second half is sweeped. This is followed by another short final synchronization pause. The JRockit algorithm therefore stops more often than the Sun Hotspot JVM, but the remark phase should be shorter. Unlike the Hotspot JVM you can tune the CMS by defining the percentage of free memory that triggers a GC run.

Compacting
The JRockit does compacting for all Tenured Generation GCs, including the Concurrent Mark and Sweep. It does so in an incremental mode for portions of the heap. You can tune this with various options like percentage of heap that should be compacted each time or how many objects are compacted at max. In addition you can turn off compacting completely or force a full one for every GC. This means that compacting is a lot more tunable in the JRockit than in the Hotspot JVM and the optimum depends very much on the application itself and needs to be carefully tested.

Thread Local Allocation
Hotspot does use thread local allocation, but it is hard to find anything in the documentation about it or how to tune it. The JRockit uses this on default. This allows threads to allocate objects without any need for synchronization, which is beneficial for allocation speed. The size of a TLA can be configured and a large TLA can be beneficial for applications where multiple threads allocate a lot of objects. On the other hand a too large TLA can lead to more fragmentation. As a TLA is used exclusively by one thread, the size is naturally limited by the number of threads. Thus both decreasing and increasing the default can be good or bad depending on your applications architecture.

Large and small objects
The JRockit differentiates between large and small objects during allocation. The limit for when an object is considered large depends on the JVM version, the heap size, the garbage collection strategy and the platform used. It is usually somewhere between 2 and 128 KB. Large objects are allocated outside thread local area in in case of a generational heap directly in the old generation. This makes a lot of sense when you start thinking about it. The young generation uses a copy ccollection. At some point copying an object becomes more expensive than traversing it in ever garbage collection.

No permanent Generation
And finally it needs to be noted that the JRockit does not have a permanent generation. All classes and string constants are allocated within the normal heap area. While that makes life easier on the configuration front it means that classes can be garbage collected immediately if not used anymore. In one of my future posts I will illustrate how this can lead to some hard to find performance problems.

The IBM JVM
The IBM JVM shares a lot of characteristics with JRockit: The default heap is a continuous one. Especially in WebSphere installation this is often the initial cause for bad performance. It differentiates between large and small objects with the same implications and uses thread local allocation on default. It also does not have a permanent generation, but while the IBM JVM also supports a generational Heap model it looks more like Sun’s rather than JRockit.

The IBM JVM generational heap

The IBM JVM generational heap

Allocate and Survivor act like Eden and Survivor of the Sun JVM. New objects are allocated in one area and copied to the other on garbage collection. In contrast to JRockit the two areas are switched upon gc. This means that an object is copied multiple times between the two areas before it gets promoted to Tenured. Like JRockit the IBM JVM has more options to tune the compaction phase. You can turn it off or force it to happen for every GC. In contrast to JRockit the default triggers it due to a series of triggers but will then lead to a full compaction. This can be changed to an incremental one via a configuration flag.

Conclusion
We see that while the three JVMs are essentially trying to achieve the same goal, they do so via different strategies. This leads to different behaviour that needs tuning. With Java 7 Oracle will finally declare the G1 (Garbage First) production ready and the G1 is a different beast altogether, so stay tuned.

If you’re interested in hearing me discuss more about WebSphere in a production environment, then check out our upcoming webinar with The Bon-Ton Stores. I’ll be joined by Dan Gerard, VP of Technical & Web Services at Bon-Ton, to discuss the challenges they’ve overcome in operating a complex Websphere production eCommerce site to deliver great web application performance and user experience. Reserve your seat today to hear me go into more detail about Websphere and production eCommerce environments.

Related reading:

  1. The impact of Garbage Collection on Java performance // In my last post I explained what a major...
  2. Major GCs – Separating Myth from Reality In a recent post we have shown how the Java...
  3. JDK6 Update 23 changes CMS Collection counters Stefan Frandl, Test Automation Team Lead at dynaTrace, recently tested...
  4. The Top Java Memory Problems – Part 1 // Memory and Garbage Collection problems are still the most...
  5. Troubleshooting response time problems – why you cannot trust your system metrics // Production Monitoring is about ensuring the stability and health...

More Stories By Michael Kopp

Michael Kopp has over 12 years of experience as an architect and developer in the Enterprise Java space. Before coming to CompuwareAPM dynaTrace he was the Chief Architect at GoldenSource, a major player in the EDM space. In 2009 he joined dynaTrace as a technology strategist in the center of excellence. He specializes application performance management in large scale production environments with special focus on virtualized and cloud environments. His current focus is how to effectively leverage BigData Solutions and how these technologies impact and change the application landscape.

@ThingsExpo Stories
"Matrix is an ambitious open standard and implementation that's set up to break down the fragmentation problems that exist in IP messaging and VoIP communication," explained John Woolf, Technical Evangelist at Matrix, in this SYS-CON.tv interview at @ThingsExpo, held Nov 4–6, 2014, at the Santa Clara Convention Center in Santa Clara, CA.
P2P RTC will impact the landscape of communications, shifting from traditional telephony style communications models to OTT (Over-The-Top) cloud assisted & PaaS (Platform as a Service) communication services. The P2P shift will impact many areas of our lives, from mobile communication, human interactive web services, RTC and telephony infrastructure, user federation, security and privacy implications, business costs, and scalability. In his session at @ThingsExpo, Robin Raymond, Chief Architect at Hookflash, will walk through the shifting landscape of traditional telephone and voice services ...
We are reaching the end of the beginning with WebRTC, and real systems using this technology have begun to appear. One challenge that faces every WebRTC deployment (in some form or another) is identity management. For example, if you have an existing service – possibly built on a variety of different PaaS/SaaS offerings – and you want to add real-time communications you are faced with a challenge relating to user management, authentication, authorization, and validation. Service providers will want to use their existing identities, but these will have credentials already that are (hopefully) i...
WebRTC defines no default signaling protocol, causing fragmentation between WebRTC silos. SIP and XMPP provide possibilities, but come with considerable complexity and are not designed for use in a web environment. In his session at @ThingsExpo, Matthew Hodgson, technical co-founder of the Matrix.org, discussed how Matrix is a new non-profit Open Source Project that defines both a new HTTP-based standard for VoIP & IM signaling and provides reference implementations.
Explosive growth in connected devices. Enormous amounts of data for collection and analysis. Critical use of data for split-second decision making and actionable information. All three are factors in making the Internet of Things a reality. Yet, any one factor would have an IT organization pondering its infrastructure strategy. How should your organization enhance its IT framework to enable an Internet of Things implementation? In his session at Internet of @ThingsExpo, James Kirkland, Chief Architect for the Internet of Things and Intelligent Systems at Red Hat, described how to revolutioniz...
The definition of IoT is not new, in fact it’s been around for over a decade. What has changed is the public's awareness that the technology we use on a daily basis has caught up on the vision of an always on, always connected world. If you look into the details of what comprises the IoT, you’ll see that it includes everything from cloud computing, Big Data analytics, “Things,” Web communication, applications, network, storage, etc. It is essentially including everything connected online from hardware to software, or as we like to say, it’s an Internet of many different things. The difference ...
DevOps Summit 2015 New York, co-located with the 16th International Cloud Expo - to be held June 9-11, 2015, at the Javits Center in New York City, NY - announces that it is now accepting Keynote Proposals. The widespread success of cloud computing is driving the DevOps revolution in enterprise IT. Now as never before, development teams must communicate and collaborate in a dynamic, 24/7/365 environment. There is no time to wait for long development cycles that produce software that is obsolete at launch. DevOps may be disruptive, but it is essential.
The security devil is always in the details of the attack: the ones you've endured, the ones you prepare yourself to fend off, and the ones that, you fear, will catch you completely unaware and defenseless. The Internet of Things (IoT) is nothing if not an endless proliferation of details. It's the vision of a world in which continuous Internet connectivity and addressability is embedded into a growing range of human artifacts, into the natural world, and even into our smartphones, appliances, and physical persons. In the IoT vision, every new "thing" - sensor, actuator, data source, data con...
The 3rd International Internet of @ThingsExpo, co-located with the 16th International Cloud Expo - to be held June 9-11, 2015, at the Javits Center in New York City, NY - announces that its Call for Papers is now open. The Internet of Things (IoT) is the biggest idea since the creation of the Worldwide Web more than 20 years ago.
Connected devices and the Internet of Things are getting significant momentum in 2014. In his session at Internet of @ThingsExpo, Jim Hunter, Chief Scientist & Technology Evangelist at Greenwave Systems, examined three key elements that together will drive mass adoption of the IoT before the end of 2015. The first element is the recent advent of robust open source protocols (like AllJoyn and WebRTC) that facilitate M2M communication. The second is broad availability of flexible, cost-effective storage designed to handle the massive surge in back-end data in a world where timely analytics is e...
Scott Jenson leads a project called The Physical Web within the Chrome team at Google. Project members are working to take the scalability and openness of the web and use it to talk to the exponentially exploding range of smart devices. Nearly every company today working on the IoT comes up with the same basic solution: use my server and you'll be fine. But if we really believe there will be trillions of these devices, that just can't scale. We need a system that is open a scalable and by using the URL as a basic building block, we open this up and get the same resilience that the web enjoys.
How do APIs and IoT relate? The answer is not as simple as merely adding an API on top of a dumb device, but rather about understanding the architectural patterns for implementing an IoT fabric. There are typically two or three trends: Exposing the device to a management framework Exposing that management framework to a business centric logic Exposing that business layer and data to end users. This last trend is the IoT stack, which involves a new shift in the separation of what stuff happens, where data lives and where the interface lies. For instance, it's a mix of architectural styles ...
SYS-CON Events announced today that Gridstore™, the leader in hyper-converged infrastructure purpose-built to optimize Microsoft workloads, will exhibit at SYS-CON's 16th International Cloud Expo®, which will take place on June 9-11, 2015, at the Javits Center in New York City, NY. Gridstore™ is the leader in hyper-converged infrastructure purpose-built for Microsoft workloads and designed to accelerate applications in virtualized environments. Gridstore’s hyper-converged infrastructure is the industry’s first all flash version of HyperConverged Appliances that include both compute and storag...
The 3rd International @ThingsExpo, co-located with the 16th International Cloud Expo - to be held June 9-11, 2015, at the Javits Center in New York City, NY - announces that it is now accepting Keynote Proposals. The Internet of Things (IoT) is the most profound change in personal and enterprise IT since the creation of the Worldwide Web more than 20 years ago. All major researchers estimate there will be tens of billions devices - computers, smartphones, tablets, and sensors - connected to the Internet by 2020. This number will continue to grow at a rapid pace for the next several decades.
"There is a natural synchronization between the business models, the IoT is there to support ,” explained Brendan O'Brien, Co-founder and Chief Architect of Aria Systems, in this SYS-CON.tv interview at the 15th International Cloud Expo®, held Nov 4–6, 2014, at the Santa Clara Convention Center in Santa Clara, CA.
An entirely new security model is needed for the Internet of Things, or is it? Can we save some old and tested controls for this new and different environment? In his session at @ThingsExpo, New York's at the Javits Center, Davi Ottenheimer, EMC Senior Director of Trust, reviewed hands-on lessons with IoT devices and reveal a new risk balance you might not expect. Davi Ottenheimer, EMC Senior Director of Trust, has more than nineteen years' experience managing global security operations and assessments, including a decade of leading incident response and digital forensics. He is co-author of t...
The Internet of Things promises to transform businesses (and lives), but navigating the business and technical path to success can be difficult to understand. In his session at @ThingsExpo, Sean Lorenz, Technical Product Manager for Xively at LogMeIn, demonstrated how to approach creating broadly successful connected customer solutions using real world business transformation studies including New England BioLabs and more.
The Internet of Things will greatly expand the opportunities for data collection and new business models driven off of that data. In her session at @ThingsExpo, Esmeralda Swartz, CMO of MetraTech, discussed how for this to be effective you not only need to have infrastructure and operational models capable of utilizing this new phenomenon, but increasingly service providers will need to convince a skeptical public to participate. Get ready to show them the money!
There's Big Data, then there's really Big Data from the Internet of Things. IoT is evolving to include many data possibilities like new types of event, log and network data. The volumes are enormous, generating tens of billions of logs per day, which raise data challenges. Early IoT deployments are relying heavily on both the cloud and managed service providers to navigate these challenges. In her session at Big Data Expo®, Hannah Smalltree, Director at Treasure Data, discussed how IoT, Big Data and deployments are processing massive data volumes from wearables, utilities and other machines...
The 3rd International Internet of @ThingsExpo, co-located with the 16th International Cloud Expo - to be held June 9-11, 2015, at the Javits Center in New York City, NY - announces that its Call for Papers is now open. The Internet of Things (IoT) is the biggest idea since the creation of the Worldwide Web more than 20 years ago.